Strengthening the Foundation of Compliance | Yutian Bali Holds Special Training on “Directors, Supervisors, and Senior Management Responsibilities under the New Company Law” and “Prohibition of Illegal Sales of Shares by Listed Companies”
To accurately grasp the key points of the revised Company Law and comprehensively enhance the legal awareness, job performance capabilities, and risk management skills of directors, supervisors, and senior executives, Yutian Bali held a special training session on “Directors’, Supervisors’, and Senior Executives’ Responsibilities under the New Company Law” and “Prohibition of Illegal Sales of Shares by Listed Companies” at its Foshan headquarters on November 26. The Zhuhai and Hubei bases joined via video link, and the company’s directors, supervisors, senior executives, and management personnel participated together on screen.

This training session features a special lecture by Attorney Chen Lei, our long-term legal counsel. Drawing on typical case examples, Attorney Chen systematically outlines the evolution of the revised laws and regulations, with a particular focus on clarifying the duties of loyalty and diligence, compliance management responsibilities, key points for internal risk control, and the boundaries between civil, administrative, and criminal liabilities. This helps participants clearly understand the red lines of their professional conduct and accurately calibrate their behavioral guidelines. Additionally, the session provides a comprehensive overview of the legal risks and typical characteristics associated with illegal stock sales by listed companies. Through interpretation of relevant regulations and analysis of real-life cases, attendees are reminded that enterprises must strictly adhere to securities trading rules and firmly prohibit any disguised public offerings or misleading sales practices conducted through unlicensed intermediaries.

The integrated model of “offline home venue + online collaboration” enables representatives from the three locations to engage in simultaneous discussions and real-time interactions, not only sharing knowledge but also building consensus on governance. In his summary, company leaders emphasized that all directors, supervisors, and senior executives should take this training as a new starting point and transform their learning outcomes into blueprints for optimizing corporate governance: continuously study the law, benchmark against industry standards, identify and address gaps and vulnerabilities, and take proactive responsibility—using rule-of-law thinking to ensure the successful implementation of our strategic initiatives.



This training is a crucial step taken by the company to proactively embrace regulatory changes and strengthen its compliance foundation. It provides timely and actionable guidance for directors, supervisors, and senior management in addressing the challenges posed by the new laws, and also injects strong rule-of-law momentum into enhancing governance effectiveness and achieving high-quality development. Moving forward, Yutian Bali will continue to closely monitor regulatory developments, iteratively refine its training programs and institutional framework, and ensure that the company remains on a steady and sustainable path of growth under the rule of law.
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